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26-Jul-2017 21:42

In this guide, you’ll find tips for using EDGAR and answers to frequently asked questions about researching public companies.We also include in the FAQs, a description of available mutual fund and variable insurance product searches Our Quick EDGAR Tutorial explains the available searches.The Historical Edgar Archives Search allows the flexibility of searching for specific information in these headers to locate filings.The header searches are useful when you are trying, for example, to find all issuers who filed a specific form during a specified time period.The SEC’s EDGAR database provides free public access to corporate information, allowing you to quickly research a company’s financial information and operations by reviewing registration statements, prospectuses and periodic reports filed on Forms 10-K and 10-Q.You also can find information about recent corporate events reported on Form 8-K but that a company does not have to disclose to investors.Below we identify commonly-requested information about a company and some of the forms in which the information can be found.

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On May 22, 2006, the staffs of the Divisions of Corporation Finance and Investment Management began to use the EDGAR system to issue notifications of effectiveness for Securities Act registration statements and post-effective amendments, other than those that become effective automatically by law.EDGAR search results appear as a list of filings, beginning with the most recent. You will have to review the individual filings for specific disclosures.You also will have to check subsequent filings for any amendments or other changes to the filings, including any restatements to the company’s financial statements. For example, you cannot compare the disclosures within specific filings — whether or not the filings were made by the same company.Different EDGAR searches have different limits for the number of documents returned in response to the query.Once you have found the SEC filings for a particular company, you will need to understand what information is included in a particular form.

On May 22, 2006, the staffs of the Divisions of Corporation Finance and Investment Management began to use the EDGAR system to issue notifications of effectiveness for Securities Act registration statements and post-effective amendments, other than those that become effective automatically by law.EDGAR search results appear as a list of filings, beginning with the most recent. You will have to review the individual filings for specific disclosures.You also will have to check subsequent filings for any amendments or other changes to the filings, including any restatements to the company’s financial statements. For example, you cannot compare the disclosures within specific filings — whether or not the filings were made by the same company.Different EDGAR searches have different limits for the number of documents returned in response to the query.Once you have found the SEC filings for a particular company, you will need to understand what information is included in a particular form.You can find many of the SEC’s disclosure requirements in Regulation S-K, Regulation S-B, and Regulation S-X.